国金融监督管理总局景德镇监管分局行政处罚信息公开表(景金监罚决字〔2024〕1号)
因信贷金违规流入股市,九江银行景德镇分行被罚20万元_银行频道_证券星
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行政处罚决定书文号
景金监罚决字〔2024〕1号
被处罚当事人
九江银行股份有限公司景德镇分行
主要违法违规事实
信贷金违规流入股市
行政处罚依据
《中华人民共和国银行业监督管理法》第二十一条、第四十六条
行政处罚决定
罚款20万元
作出处罚决定的机关名称
国金融监督管理总局景德镇监管分局
作出处罚决定的日期
2024年1月12日
数据来源:国金融监督管理总局
与此同时,时任九江银行珠山支行行长助理段�h媛,对九江银行景德镇分行信贷金违规流入股市的事项负有责任,被警告。
国金融监督管理总局景德镇监管分局行政处罚信息公开表(景金监罚决字〔2024〕2号)
因信贷金违规流入股市,九江银行景德镇分行被罚20万元_银行频道_证券星
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行政处罚决定书文号
景金监罚决字〔2024〕2号
被处罚当事人
段�h媛(时任九江银行股份有限公司珠山支行行长助理)
主要违法违规事实
对九江银行股份有限公司景德镇分行信贷金违规流入股市的事项负有责任
行政处罚依据
《中华人民共和国银行业监督管理法》第二十一条、第四十八条
行政处罚决定
警告
作出处罚决定的机关名称
国金融监督管理总局景德镇监管分局
作出处罚决定的日期
2024年1月12日
数据来源:国金融监督管理总局
时任九江银行乐平支行零售客户经理吴梦婷,对九江银行股份有限公司景德镇分行信贷金违规流入股市的事项负有责任,被警告。
国金融监督管理总局景德镇监管分局行政处罚信息公开表(景金监罚决字〔2024〕3号)
因信贷金违规流入股市,九江银行景德镇分行被罚20万元_银行频道_证券星
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行政处罚决定书文号
景金监罚决字〔2024〕3号
被处罚当事人
吴梦婷(时任九江银行股份有限公司乐平支行零售客户经理)
主要违法违规事实
对九江银行股份有限公司景德镇分行信贷金违规流入股市的事项负有责任
行政处罚依据
《中华人民共和国银行业监督管理法》第二十一条、第四十八条
行政处罚决定
警告
作出处罚决定的机关名称
国金融监督管理总局景德镇监管分局
作出处罚决定的日期
2024年1月12日
数据来源:国金融监督管理总局